Senior Regulatory Compliance Officer - Monitoring and Testing

Posted: 09/Jul/2020 - Closing Date: 31/Aug/2020

Job Description

To monitor and testify new and existing regulations to ensure that all business functions of the Bank adhere with all applicable internal and external regulations, standard practices and correspondence letters.


  • Head Office, Phnom Penh (1 post).

Duties and Responsibilities

  • Continuously update compliance checklist as business requirements to effectively address new development or revision of internal and external regulations, standard practices and correspondence letters;
  • Perform and re-perform risk rating on regulations, standard practices and correspondence letters according to approved models of the Bank;
  • Facilitate the completion of self-attestation by all departments and divisions to ensure each department/division adheres with the set regulations;
  • Conduct onsite and offsite testing on department/division as in working plan or ad-hoc request by Management Team/BODs to ensure implementations of the regulations;
  • Follow up on actions taken by the department/division against gaps/incompliance previously identified to ensure that they have carried out necessary actions to fully comply with the Bank’s regulations;
  • Prepare regulatory compliance monitoring and testing reports, minutes of meeting during the monitoring and testing period, and other compulsory reports as required by the Bank/Management Team;
  • Perform other tasks as assigned from manager.

    Skills and Requirement

    • Bachelor’s degree in finance and banking, business law, auditing or any relevant field;
    • Minimum one year of working experiences in auditing field; 
    • Certificate in Regulatory Compliance (preferred); 
    • Knowledge of the Bank operations, banking rules and regulations, and international standards as such; 
    • Sound analytical skill, logical thinking, good sense of judgement and problem-solving skills;
    • Good team work and interpersonal skill;
    • Very good command in writing and reporting with logical analysis;
    • Ability to use and communicate in both Khmer and English;
    • Basic Microsoft Office and Bank’s software;
    • Strong dedication to accuracy and efficiency. 

    How to apply

    Interested and qualified applicants should submit only their updated covering letter and CV stating the position you apply for with current photo (4x6) via the Application form below.

    Submit Application Form

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